Financial Advisor Registration

If you are an Advisor who already has a TIAA-CREF assigned PIN, you can "Create Client Account Access" by clicking here. If not, please fill in the form below.

Registration Type
Register as:
  • Individual Advisor
    Affiliated firm (if applicable):
  • Advisory Firm
    Firm Name:

Enter the Securities and Exchange Commission (SEC) or IARD/CRD number that you do business under:

Principal Contact's Information
Fields marked with an asterisk(*) are required.

  • Last
    First
    MI
  • Ext.

Professional Designations and Organizations
Check all applicable professional designations:
  • CPA
  • CHFC/CLU
  • CIMC
  • CFP
  • JD
  • CFA

Check all of the organizations that you belong to:
  • SFSP
  • IMCA
  • AICPA
  • ABA
  • NAIFA
  • NAPFA
  • IIMC
  • FPA

Additional Information - Tell us about your business
How are you compensated for your services?
  • Subscription fees
  • Other
  • Redemption fees on mutual funds or insurance products
  • Account fees (such as IRA fees)
  • Trails fees on mutual funds or insurance products
  • Commissions on Insurance products
  • Fee for financial planning
  • Fee based upon percentage of assets managed
  • Commission or loads on investment products

How many clients do you currently provide your services to?


Which of the following products or services do you suggest, recommend or use for your clients:
  • Long Term Care
  • Variable Life Insurance
  • Real Estate
  • Municipal Securities
  • Mutual Funds
  • College Savings Plans
  • Variable Annuities
  • Trust Administration
  • Life Insurance
  • Equities
  • Corporate Debt
  • Separate Accounts

How many relationships with TIAA-CREF participants do you currently have:


What TIAA-CREF products do you currently suggest, recommend, or use for your clients?
  • Trust Administration
  • None
  • Life Insurance
  • Variable Life Insurance
  • Long Term Care
  • College Savings Plans
  • Mutual Funds
  • Variable Annuities
  • Retirement Annuities

Please provide an estimate of your total assets under management:


What types of clients do you service?


Number of employees performing investment advisory functions at the firm